Roger James Bailey

• ALPHA WEALTH LIMITED (no longer approved here)

  FRN 519747

  • CF30 Customer (15 Nov 2017 to 5 Oct 2018)
  • CF1 Director (AR) (15 Nov 2017 to 5 Oct 2018)
• Forte Securities Limited (no longer approved here)

  FRN 478424

  • CF30 Customer (15 Sep 2015 to 30 Nov 2015)
• Boston and Alexander LLP (no longer approved here)

  FRN 543477

  • CF30 Customer (8 Dec 2014 to 15 Sep 2015)
• Hume Capital Securities plc (no longer approved here)

  FRN 504211

  • CF30 Customer (20 Jan 2014 to 15 Jan 2015)
• Covalence Asset Management Ltd (no longer approved here)

  FRN 502550

  • Employed By (21 Apr 2011 to 14 Sep 2011)
• Pello Capital Limited (no longer approved here)

  FRN 449720

  • CF1 Director (AR) (7 Apr 2011 to 7 Apr 2011)
  • CF30 Customer (7 Dec 2009 to 1 Apr 2011)
• PIPER SANDLER LTD. (no longer approved here)

  FRN 191657

  • CF30 Customer (1 Nov 2007 to 6 Oct 2009)
  • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
• Nomura International Plc (no longer approved here)

  FRN 124422

  • CF21 Investment Adviser (8 Oct 2003 to 28 Jun 2005)

No changes recorded yet.