Tomas Rufus Round

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cheyne Capital Management (UK) LLP (no longer approved here)
FRN 456864
- CF30 Customer (24 Feb 2016 to 5 Feb 2018)
Boston and Alexander LLP (no longer approved here)
FRN 543477
- CF30 Customer (30 Sep 2011 to 29 Feb 2016)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (23 Jul 2010 to 30 Jun 2011)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF21 Investment Adviser (1 Jul 2005 to 6 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.