Boston and Alexander LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Palmerston House814 Brighton RoadPurleyCR8 2BRUNITED KINGDOM- Phone
- +4402086558473
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Complaints Contact
Palmerston House814 Brighton RoadPurleyCR8 2BRUNITED KINGDOM- Phone
- +4402086558473
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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HARRY GOODRICH
IRN HXG19140
- CF30 Customer (23 Aug 2019 to 1 Dec 2022)
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James Arthur Harding
IRN JXH01050
- CF1 Director (AR) (since 20 Feb 2023)
- CF30 Customer (since 20 Feb 2023)
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James Bedford
IRN JAB01206
- CF30 Customer (21 Apr 2015 to 31 Dec 2015)
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James Edward Bonhote Foster
IRN JEF01076
- CF10 Compliance Oversight (6 Sep 2011 to 6 Sep 2012)
- CF30 Customer (6 Sep 2011 to 6 Sep 2012)
- CF4 Partner (6 Sep 2011 to 6 Sep 2012)
- CF11 Money Laundering Reporting (6 Sep 2011 to 6 Sep 2012)
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Jean-Christophe Mathias Jacques Oberto
IRN JXO01272
- CF30 Customer (14 Jul 2014 to 1 Dec 2022)
- CF1 Director (AR) (14 Jul 2014 to 1 Dec 2022)
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Jonathan Miles Cox
IRN JMC01173
- CF30 Customer (9 Apr 2015 to 15 Sep 2015)
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Jonathan William Andrew Baird
IRN JWB01208
- CF1 Director (AR) (10 Feb 2017 to 22 Sep 2021)
- CF30 Customer (10 Feb 2017 to 22 Sep 2021)
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Justin Dieter May
IRN JDM01091
- CF30 Customer (17 Jul 2014 to 1 Dec 2022)
- CF1 Director (AR) (17 Jul 2014 to 1 Dec 2022)
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Karen Anne Huck
IRN KXH23184
- CF30 Customer (5 Nov 2019 to 1 Dec 2022)
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Leo Jarry
IRN LXJ01183
- CF30 Customer (12 Nov 2021 to 1 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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ESKMUIR FM LIMITED
FRN 990604 · Appointed 21 Jan 2023
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Fairview Capital Group Ltd
FRN 912566 · Appointed 23 Aug 2019
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OI5 International Limited (no longer appointed)
FRN 981537 · Appointed 23 Aug 2022 · Until 31 May 2023
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AXIS STRATEGIC PARTNERS LTD (no longer appointed)
FRN 963603 · Appointed 7 Nov 2021 · Until 31 Oct 2022
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CASSANDRA WEALTH LIMITED (no longer appointed)
FRN 918986 · Appointed 3 Jan 2020 · Until 21 Apr 2021
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ARMS MFRM Ltd (no longer appointed)
FRN 785799 · Appointed 1 Aug 2018 · Until 31 Aug 2020 · Tied agent
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Grenville Fox Holdings Ltd (no longer appointed)
FRN 805893 · Appointed 6 Apr 2018 · Until 26 Aug 2020
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Nimbus International Limited (no longer appointed)
FRN 771088 · Appointed 7 Feb 2017 · Until 22 Sep 2021
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.