Jonathan Miles Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (23 Sep 2015 to 30 Nov 2015)
Boston and Alexander LLP (no longer approved here)
FRN 543477
- CF30 Customer (9 Apr 2015 to 15 Sep 2015)
DZ Bank AG, Deutsche Zentral-Genossenschaftsbank (no longer approved here)
FRN 114029
- CF30 Customer (15 Mar 2010 to 23 Dec 2011)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
CLSA (UK) (no longer approved here)
FRN 140836
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.