James Bedford

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP

    FRN 713859

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (AR) (22 Feb 2022 to 23 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 10 Dec 2020)
    • CF1 Director (AR) (14 Dec 2016 to 20 Dec 2016)
    • CF4 Partner (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 13 Jan 2022)
  • TBS Placement LLP (no longer approved here)

    FRN 970273

    • Employed By (22 Feb 2022 to 25 Apr 2022)
  • Lynx Fund Managers UK Ltd (no longer approved here)

    FRN 834793

    • (1)Employed By (6 Mar 2019 to 25 Apr 2022)
  • Blue Lion Research Limited (no longer approved here)

    FRN 755972

    • Employed By (14 Dec 2016 to 24 May 2017)
  • Basset & Gold Plc (no longer approved here)

    FRN 763210

    • Employed By (14 Dec 2016 to 22 Dec 2016)
  • Boston and Alexander LLP (no longer approved here)

    FRN 543477

    • CF30 Customer (21 Apr 2015 to 31 Dec 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Jan 2010 to 31 May 2010)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 Jan 2010 to 31 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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