Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 8 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2024)
    • SMF27 Partner (since 22 Dec 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Material risk taker (1 Mar 2021 to 16 May 2023)
  • Valiance Advisors LLP (no longer approved here)

    FRN 483060

    • CF10 Compliance Oversight (14 Sep 2015 to 15 Jul 2016)
    • CF11 Money Laundering Reporting (21 Nov 2012 to 23 Apr 2015)
  • Boston and Alexander LLP (no longer approved here)

    FRN 543477

    • CF4 Partner (6 Sep 2011 to 6 Sep 2012)
    • CF10 Compliance Oversight (6 Sep 2011 to 6 Sep 2012)
    • CF11 Money Laundering Reporting (6 Sep 2011 to 6 Sep 2012)
    • CF30 Customer (6 Sep 2011 to 6 Sep 2012)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF30 Customer (31 Mar 2010 to 15 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.