Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Latitude Investment Management LLP
FRN 774437
- SMF16 Compliance Oversight (since 8 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2024)
- SMF27 Partner (since 22 Dec 2021)
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Material risk taker (1 Mar 2021 to 16 May 2023)
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- CF10 Compliance Oversight (14 Sep 2015 to 15 Jul 2016)
- CF11 Money Laundering Reporting (21 Nov 2012 to 23 Apr 2015)
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- CF4 Partner (6 Sep 2011 to 6 Sep 2012)
- CF10 Compliance Oversight (6 Sep 2011 to 6 Sep 2012)
- CF11 Money Laundering Reporting (6 Sep 2011 to 6 Sep 2012)
- CF30 Customer (6 Sep 2011 to 6 Sep 2012)
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- CF30 Customer (31 Mar 2010 to 15 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.