BNP Paribas Asset Management UK Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5 Aldermanbury SquareLondonEC2V 7BPUNITED KINGDOM- Phone
- +442075952000
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Complaints Contact
5 Aldermanbury SquareLondonEC2V 7BPUNITED KINGDOM- Phone
- +442075952000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Maurizio Viani
IRN MXV01031
- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
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Max Diulius
IRN MXD02071
- CF1 Director (24 May 2012 to 18 Jan 2016)
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Maxime, Hadrien David
IRN MXD11203
- CF30 Customer (11 Feb 2019 to 8 Dec 2019)
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Maximilian Moldaschl
IRN MXM02515
- CF30 Customer (26 Oct 2018 to 8 Dec 2019)
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Maya Arvind Bhandari
IRN MXB02516
- [FCA CF] Manager of certification employee (1 Nov 2021 to 7 Sep 2024)
- [FCA CF] Material risk taker (1 Nov 2021 to 7 Sep 2024)
- [FCA CF] Client dealing (1 Nov 2021 to 7 Sep 2024)
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Michael Charles Gordon
IRN MCG01071
- CF30 Customer (1 Oct 2010 to 31 Dec 2012)
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Michael Christopher Woolley
IRN MCW01137
- CF30 Customer (10 Jun 2015 to 5 Jul 2019)
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Michael Guy Kooris
IRN MGK01044
- CF30 Customer (2 Jul 2010 to 24 Feb 2011)
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Michael Lam
IRN MXL01586
- CF30 Customer (28 Aug 2018 to 16 Aug 2019)
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Michael Tambue
IRN MXT12859
- [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2023)
- CF30 Customer (21 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.