Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF30 Customer (1 Oct 2010 to 31 Dec 2012)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF1 Director (19 Dec 2007 to 30 May 2008)
    • CF29 Significant management (1 Nov 2007 to 19 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (1 Nov 2007 to 19 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
    • CF1 Director (1 Sep 2005 to 25 May 2006)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (1 Nov 2007 to 26 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (1 Nov 2007 to 19 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Sep 2005 to 25 May 2006)
    • CF1 Director (1 Sep 2005 to 25 May 2006)
    • CF8 Apportionment and Oversight (1 Sep 2005 to 25 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.