BNP Paribas Asset Management UK Limited

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

  Web

  https://www.bnpparibas-am.co.uk

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7BP

  UNITED KINGDOM

  Phone

  +442075952000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Victoros

  IRN MXV01075

  • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
• Michele Annie Yvette Chiabaud

  IRN MAC01127

  • CF27 Investment Management (1 Dec 2001 to 20 Jul 2007)
• Miriam Agnes Breen

  IRN MXB03545

  • [FCA CF] Client dealing (16 Jan 2025 to 14 Oct 2025)
• Mitchell Rooney

  IRN MXR00915

  • [FCA CF] Client dealing (11 Jul 2024 to 22 Jan 2026)
• Monica Marzinotto

  IRN MXM03136

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Sep 2021)
  • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
• Monir Fulayfil

  IRN MXF08047

  • CF30 Customer (7 Nov 2018 to 31 Mar 2019)
• Morten Bentsen

  IRN MXB01433

  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Nadia Grant

  IRN NXB01333

  • [FCA CF] Material risk taker (2 Jan 2024 to 31 Dec 2025)
  • [FCA CF] Client dealing (4 Apr 2022 to 31 Dec 2025)
  • [FCA CF] Manager of certification employee (4 Apr 2022 to 31 Dec 2025)
• Neil Clare

  IRN NKC01013

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Nick Watts

  IRN NGW01046

  • [FCA CF] Material risk taker (3 Jan 2024 to 22 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2026)
  • CF30 Customer (10 Nov 2017 to 8 Dec 2019)

No changes recorded yet.