Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Mar 2025)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • [FCA CF] Material risk taker (1 Nov 2021 to 7 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Nov 2021 to 7 Sep 2024)
    • [FCA CF] Client dealing (1 Nov 2021 to 7 Sep 2024)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Sep 2021)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Sep 2021)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (20 Sep 2011 to 9 Jun 2014)
  • LOMBARD STREET RESEARCH FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 502674

    • CF30 Customer (27 Oct 2009 to 22 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.