Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Client dealing (since 3 Mar 2025)
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- [FCA CF] Material risk taker (1 Nov 2021 to 7 Sep 2024)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 7 Sep 2024)
- [FCA CF] Client dealing (1 Nov 2021 to 7 Sep 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Sep 2021)
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Sep 2021)
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (20 Sep 2011 to 9 Jun 2014)
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- CF30 Customer (27 Oct 2009 to 22 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.