BMO Capital Markets Limited

• Principal Place of Business

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

  Web

  https://www.bmocm.com

• Complaints Contact

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Besignano

  IRN PXB01887

  • CF30 Customer (14 Dec 2009 to 9 Apr 2018)
• Paul Betts

  IRN PRB01177

  • CF30 Customer (30 Jun 2010 to 29 Jul 2011)
• Paul Desmond Stevenson

  IRN PDS01099

  • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
  • CF1 Director (1 Dec 2001 to 7 Jan 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Francis Secchia

  IRN PFS01033

  • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Pelin Guzelocak

  IRN PXG01473

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF22 Investment Adviser (Trainee) (12 Jul 2007 to 31 Oct 2007)
• Peter Tapio Redelinghuys

  IRN PTR01015

  • CF30 Customer (7 Feb 2012 to 15 Jul 2013)
• Peter Vincent Gormley

  IRN PVG01004

  • CF11 Money Laundering Reporting (16 Feb 2005 to 4 Jul 2005)
  • CF10 Compliance Oversight (16 Feb 2005 to 16 Sep 2005)
• RAJ UDAYAN RAY

  IRN RXR00195

  • [FCA CF] Client dealing (since 1 Jun 2020)
• RICHARD Couzens

  IRN RXC01492

  • SMF1 Chief Executive (since 19 Dec 2025)
  • [FCA CF] Material risk taker (since 1 Jun 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (15 Jun 2017 to 8 Dec 2019)
• RICHARD FRANCIS JAMES Tarrant

  IRN RXT01316

  • [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Aug 2025)
  • [FCA CF] Material risk taker (1 Jun 2020 to 1 Aug 2025)
  • [FCA CF] Client dealing (1 Jun 2020 to 1 Aug 2025)
  • CF30 Customer (9 Dec 2015 to 8 Dec 2019)

No changes recorded yet.