Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (1 Nov 2007 to 3 Jan 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (1 Nov 2007 to 18 Oct 2010)
    • CF1 Director (1 Dec 2001 to 7 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.