Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Material risk taker (since 1 Nov 2019)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (30 Jun 2010 to 29 Jul 2011)
  • Pallinghurst Advisors LLP (no longer approved here)

    FRN 446361

    • CF30 Customer (30 Jan 2009 to 25 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.