Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- SMF19 Head of Overseas Branch/Head of Overseas (since 19 Dec 2025)
- [FCA CF] Material risk taker (since 1 Jun 2022)
- SMF22 Other Local Responsibility (since 16 Aug 2019)
- CF30 Customer (16 Dec 2015 to 6 Mar 2016)
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BMO Capital Markets Limited
FRN 170937
- SMF1 Chief Executive (since 19 Dec 2025)
- [FCA CF] Material risk taker (since 1 Jun 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Jul 2019 to 8 Dec 2019)
- CF30 Customer (15 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2015)
- CF21 Investment Adviser (27 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.