Date authorised
1 April 2013
Companies House
OC364534
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Connaught Place
    London
    W2 2ET
    UNITED KINGDOM
    Phone
    +4402072905090
  • Complaints Contact

    1 Connaught Place
    London
    W2 2ET
    UNITED KINGDOM
    Phone
    +4402072905090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Konstantin Chebotar

    IRN KXC00153

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2023)
  • Louise Pilgrim

    IRN LXP01373

    • SMF16 Compliance Oversight (since 13 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2022)
    • [FCA CF] Significant management (since 13 May 2022)
    • [FCA CF] Client dealing (since 13 May 2022)
  • Mandar Arvind Kulkarni

    IRN MXK01874

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (23 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (24 Apr 2017 to 7 Jun 2017)
    • CF11 Money Laundering Reporting (24 Apr 2017 to 8 Dec 2019)
  • Maral Sivzattian

    IRN MXS02855

    • [FCA CF] Client dealing (since 19 May 2025)
  • Marcello Gabriele Arturo Stroppa

    IRN MGS01135

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
  • Mark Simon Dickinson

    IRN MSD01039

    • [FCA CF] Significant management (19 Mar 2020 to 28 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2015 to 2 Dec 2019)
  • Martin Somerville

    IRN MXS01498

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Mar 2015 to 25 Apr 2017)
    • CF4 Partner (26 Jun 2014 to 2 Dec 2019)
    • CF30 Customer (23 Sep 2013 to 8 Dec 2019)
  • Matthew Williams

    IRN MXW01850

    • CF4 Partner (26 Jun 2014 to 2 Nov 2018)
    • CF30 Customer (12 Apr 2012 to 2 Nov 2018)
  • Nils Roger Hagerstal

    IRN NXH01418

    • CF30 Customer (10 Jan 2014 to 31 Aug 2018)
  • Nishant Tare

    IRN NXT01431

    • [FCA CF] Client dealing (since 9 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.