Mandar Arvind Kulkarni

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cap10 Partners LLP

    FRN 966309

    • SMF27 Partner (since 9 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Nov 2022)
    • SMF16 Compliance Oversight (since 9 Nov 2022)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF4 Partner (AR) (18 May 2022 to 9 Nov 2022)
  • Cap10 Partners LLP (no longer approved here)

    FRN 945362

    • Employed By (18 May 2022 to 9 Nov 2022)
  • Blue Water Energy LLP (no longer approved here)

    FRN 565160

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
    • SMF27 Partner (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
    • CF28 Systems and controls (23 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (24 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (24 Apr 2017 to 7 Jun 2017)
  • Bain Capital Credit, Ltd. (no longer approved here)

    FRN 441896

    • CF11 Money Laundering Reporting (10 Sep 2010 to 15 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.