Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Mar 2015 to 25 Apr 2017)
    • CF4 Partner (26 Jun 2014 to 2 Dec 2019)
    • CF30 Customer (23 Sep 2013 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (14 Jun 2010 to 12 Aug 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (14 Jun 2010 to 12 Aug 2013)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (8 Oct 2003 to 31 Jul 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.