Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Water Energy LLP
FRN 565160
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF10 Compliance Oversight (11 Mar 2015 to 25 Apr 2017)
- CF4 Partner (26 Jun 2014 to 2 Dec 2019)
- CF30 Customer (23 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (14 Jun 2010 to 12 Aug 2013)
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- CF30 Customer (14 Jun 2010 to 12 Aug 2013)
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- CF23 Corporate Finance Adviser (8 Oct 2003 to 31 Jul 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.