Blue Circle Wealth Management Ltd

• Principal Place of Business

  3 Finney Close

  Wilmslow

  Cheshire East

  SK9 2ET

  UNITED KINGDOM

  Phone

  +4401625251240

• Complaints Contact

  3 Finney Close

  Wilmslow

  Cheshire East

  SK9 2ET

  UNITED KINGDOM

  Phone

  +4401625251240

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with > investment advice and buy-to-let mortgages.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brendan Louis Jones

  IRN BLJ00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2021)
  • [FCA CF] Client dealing (since 5 Nov 2021)
• Christopher Edward Kilner

  IRN CXK13128

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 11 Sep 2020)
  • SMF3 Executive Director (since 11 Sep 2020)
  • Responsibility for MCD Intermediation (since 11 Sep 2020)
  • Responsible for Insurance Distribution (since 11 Sep 2020)
  • SMF16 Compliance Oversight (since 11 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
• Gareth Marcus Cope

  IRN GMC00044

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
• Karen Taylor

  IRN KXT01244

  • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Dec 2017)
  • CF30 Customer (27 Jul 2011 to 20 Dec 2017)
  • CF1 Director (27 Jul 2011 to 20 Dec 2017)
  • CF11 Money Laundering Reporting (27 Jul 2011 to 20 Dec 2017)
  • CF10 Compliance Oversight (27 Jul 2011 to 20 Dec 2017)
  • Responsible for Insurance Mediation (27 Jul 2011 to 20 Dec 2017)
• Nicole Cuerden

  IRN NXC00226

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2021)
  • [FCA CF] Client dealing (since 21 Oct 2021)
• Paul Raymond Roberts

  IRN PRR00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
  • [FCA CF] Client dealing (since 20 Oct 2021)
• Richard Timothy Pearce

  IRN RTP00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2021)
  • [FCA CF] Client dealing (since 20 Apr 2021)
• Shona Barr

  IRN SXB02186

  • CF30 Customer (12 Oct 2011 to 6 Aug 2013)
• Stephen Wright

  IRN SXW01665

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Nov 2020)
  • SMF3 Executive Director (9 Dec 2019 to 15 Nov 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Nov 2020)
  • CF1 Director (11 Jan 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jan 2018 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (11 Jan 2018 to 15 Nov 2020)
  • Responsible for Insurance Mediation (11 Jan 2018 to 30 Sep 2018)
  • CF30 Customer (11 Jan 2018 to 8 Dec 2019)

No changes recorded yet.