Brendan Louis Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Circle Wealth Management Ltd

    FRN 537435

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2021)
    • [FCA CF] Client dealing (since 5 Nov 2021)
  • The Shepherds Friendly Society Limited (no longer approved here)

    FRN 109997

    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.