Karen Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Mortgage Exchange Ltd

    FRN 924718

    • [FCA CF] Manager of certification employee (since 10 Oct 2020)
  • Blue Circle Wealth Management Ltd (no longer approved here)

    FRN 537435

    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Dec 2017)
    • CF10 Compliance Oversight (27 Jul 2011 to 20 Dec 2017)
    • CF30 Customer (27 Jul 2011 to 20 Dec 2017)
    • CF11 Money Laundering Reporting (27 Jul 2011 to 20 Dec 2017)
    • CF1 Director (27 Jul 2011 to 20 Dec 2017)
    • Responsible for Insurance Mediation (27 Jul 2011 to 20 Dec 2017)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (6 Jan 2011 to 26 Sep 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (17 Nov 2006 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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