Paul Raymond Roberts

• Blue Circle Wealth Management Ltd

  FRN 537435

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
  • [FCA CF] Client dealing (since 20 Oct 2021)
• Graham Carter Financial Services Limited (no longer approved here)

  FRN 154309

  • CF30 Customer (4 Jan 2010 to 21 Dec 2010)
• Elevate Portfolio Services Limited (no longer approved here)

  FRN 144849

  • CF22 Investment Adviser (Trainee) (3 Feb 2004 to 23 Aug 2004)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF22 Investment Adviser (Trainee) (3 Feb 2004 to 23 Aug 2004)
• Advice for Life Services Limited (no longer approved here)

  FRN 220801

  • Employed By (3 Feb 2004 to 23 Aug 2004)
• The Shepherds Friendly Society Limited (no longer approved here)

  FRN 109997

  • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)

No changes recorded yet.