Blevins Franks Financial Management Limited

Date authorised
1 April 2013
Companies House
03048100
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blevins Franks Financial Management Limited
    28 St. James's Square
    London
    Westminster
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220
    Web
    http://www.blevinsfranks.com

  • Complaints Contact

    Blevins Franks Financial Management Limited
    28, St James's Square
    London
    United Kingdom
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +4402073895220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Raphael Rietti

    IRN PRR00019

    • CF30 Customer (1 Jun 2010 to 1 Jan 2017)
  • Richard Jonathan Sims

    IRN RJS00047

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2005)
  • Robert David Croizat

    IRN RDC01101

    • CF30 Customer (1 Nov 2007 to 23 Nov 2018)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
  • Robert Kay

    IRN RXK01329

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • Robin Cameron

    IRN REC00022

    • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 17 Feb 2004)
  • Ruben Clodoaldo Garcia Ossorio

    IRN RCG01093

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 12 Jul 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Sarah Anne Schofield

    IRN SAS01307

    • CF30 Customer (15 Jul 2010 to 17 Jan 2012)
  • Sarah Louise Burke

    IRN SLB01168

    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • Sarah Pullicino

    IRN SXM03701

    • CF30 Customer (11 Jun 2015 to 31 Dec 2017)
  • Shajid Ali

    IRN SXA01297

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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