Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2016 to 8 Dec 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (31 Dec 2013 to 22 Dec 2015)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • CF22 Investment Adviser (Trainee) (20 Jun 2002 to 17 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.