Blevins Franks Financial Management Limited

• Principal Place of Business

  Blevins Franks Financial Management Limited

  28 St. James's Square

  London

  Westminster

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +4402073895220

  Web

  http://www.blevinsfranks.com

• Complaints Contact

  Blevins Franks Financial Management Limited

  28, St James's Square

  London

  United Kingdom

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +4402073895220

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sharon Farrell

  IRN SXM01850

  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Simon John Hulme

  IRN SJH00062

  • CF30 Customer (8 Oct 2010 to 12 May 2011)
• Simon Paul King

  IRN SPK01054

  • CF30 Customer (29 Sep 2015 to 8 Apr 2019)
• Stephen Arthur Langton

  IRN SAL01112

  • CF21 Investment Adviser (5 Dec 2006 to 1 Feb 2007)
• Stephen Blaney

  IRN SXB01309

  • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 3 Jun 2024)
  • CF2 Non Executive Director (9 Nov 2012 to 8 Dec 2019)
• Stephen John Moores

  IRN SJM01450

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
• Stephen Workman

  IRN SAW00045

  • CF30 Customer (25 Sep 2015 to 8 Jul 2016)
• Steven Paul Carruthers

  IRN SPC00011

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 5 Apr 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Nov 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Aug 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 17 Aug 2004)
  • CF1 Director (1 Dec 2001 to 21 Jun 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Aug 2004)
• Steven Robert Langford

  IRN SRL00018

  • CF30 Customer (13 Oct 2011 to 8 Dec 2019)
• Stuart Peter Stojkovic

  IRN SXS00030

  • CF30 Customer (14 Apr 2009 to 8 Dec 2019)

• TJM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 918937 · Appointed 3 Jan 2020 · Until 20 Jul 2021 · Tied agent

No changes recorded yet.