Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 3 Jun 2024)
- CF2 Non Executive Director (9 Nov 2012 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (7 Mar 2016 to 21 Sep 2017)
- CF2 Non Executive Director (17 Feb 2014 to 6 Mar 2016)
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- CF2 Non Executive Director (24 Jun 2011 to 29 Feb 2012)
- CF30 Customer (1 Nov 2007 to 18 Oct 2013)
- Responsible for Insurance Mediation (14 Jan 2005 to 24 May 2011)
- CF3 Chief Executive (14 Jan 2003 to 1 Jan 2009)
- CF8 Apportionment and Oversight (17 Jul 2002 to 31 Oct 2007)
- CF27 Investment Management (15 Jan 2002 to 31 Oct 2007)
- CF21 Investment Adviser (15 Jan 2002 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 23 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.