BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Stuart Barton

  IRN JSB01125

  • CF30 Customer (1 Nov 2007 to 20 Feb 2012)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
• Jonathan James George Laws

  IRN JXL00265

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • CF30 Customer (since 1 Jun 2022)
• Joshua Alverne Walter Bulbeck

  IRN JXB01417

  • Appointed representative dealing with clients for which they require qualification (29 Jan 2025 to 18 Aug 2025)
  • CF30 Customer (27 Jan 2025 to 18 Aug 2025)
  • [FCA CF] Client dealing (27 Jan 2025 to 18 Aug 2025)
  • [FCA CF] Functions requiring qualifications (27 Jan 2025 to 18 Aug 2025)
• Joshua Madden

  IRN JXM01576

  • CF30 Customer (7 Nov 2023 to 13 Nov 2025)
  • Appointed representative dealing with clients for which they require qualification (6 Sep 2023 to 13 Nov 2025)
  • [FCA CF] Client dealing (6 Sep 2023 to 13 Nov 2025)
  • [FCA CF] Functions requiring qualifications (6 Sep 2023 to 13 Nov 2025)
• Jude Benjamin Dawute

  IRN JXD00606

  • Appointed representative dealing with clients for which they require qualification (1 Jun 2022 to 28 Feb 2023)
  • CF30 Customer (1 Jun 2022 to 28 Feb 2023)
  • [FCA CF] Client dealing (1 Jun 2022 to 28 Feb 2023)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 28 Feb 2023)
• Karen Elizabeth Pizey

  IRN KXP00157

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2025)
  • [FCA CF] Client dealing (since 10 Nov 2025)
• Lauren Ellen Butler

  IRN LXB00594

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
  • Appointed representative dealing with clients for which they require qualification (since 6 Oct 2023)
  • [FCA CF] Client dealing (since 6 Oct 2023)
  • CF30 Customer (since 7 Aug 2023)
• Laverne Marcia Picart

  IRN LXP06962

  • CF30 Customer (1 Oct 2020 to 1 Oct 2020)
• Leon Rhoades

  IRN LXR01221

  • CF30 Customer (30 Oct 2015 to 23 Mar 2018)
• Louise Claire Parsley

  IRN LCN01009

  • SMF16 Compliance Oversight (since 1 Nov 2024)
  • [FCA CF] Significant management (since 1 Nov 2024)
  • [FCA CF] Manager of certification employee (since 1 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2024)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.