BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edmund Hastie

  IRN EXH01341

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
  • [FCA CF] Client dealing (since 18 Dec 2023)
• Eduardo Nuno Ferreira Simoes

  IRN EXF00136

  • CF30 Customer (25 Apr 2023 to 9 May 2024)
  • [FCA CF] Functions requiring qualifications (25 Apr 2023 to 9 May 2024)
  • Appointed representative dealing with clients for which they require qualification (25 Apr 2023 to 9 May 2024)
  • [FCA CF] Client dealing (25 Apr 2023 to 9 May 2024)
• Edward Francis Eadington

  IRN EFE00003

  • CF21 Investment Adviser (10 Nov 2005 to 13 Feb 2006)
• Elaine Leeming

  IRN EXL00252

  • [FCA CF] Client dealing (10 Mar 2025 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (10 Mar 2025 to 19 Dec 2025)
• Felicity Mary Kate Rice

  IRN FMR01032

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 3 Apr 2024)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 22 Jun 2018)
• Glenn Matthew Brophy

  IRN GMB00010

  • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
• Graham Richard Lovell Parker

  IRN GRP01050

  • CF22 Investment Adviser (Trainee) (23 Oct 2003 to 30 Sep 2005)
• Hannah Esau

  IRN HMG01031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
  • [FCA CF] Client dealing (since 17 Oct 2023)
  • [FCA CF] Client dealing (25 May 2021 to 4 Aug 2023)
  • [FCA CF] Functions requiring qualifications (25 May 2021 to 4 Aug 2023)
  • Appointed representative dealing with clients for which they require qualification (25 May 2021 to 4 Aug 2023)
  • CF30 Customer (25 May 2021 to 4 Aug 2023)
• Ivan Alexander Fewtrell

  IRN AXF00457

  • Appointed representative dealing with clients for which they require qualification (1 Aug 2025 to 19 Sep 2025)
  • [FCA CF] Client dealing (1 Aug 2025 to 19 Sep 2025)
  • [FCA CF] Functions requiring qualifications (1 Aug 2025 to 19 Sep 2025)
• Jack Ashley Furnell - James

  IRN JXF00387

  • [FCA CF] Functions requiring qualifications (27 Apr 2022 to 27 Nov 2025)
  • Appointed representative dealing with clients for which they require qualification (27 Apr 2022 to 27 Nov 2025)
  • CF30 Customer (27 Apr 2022 to 27 Nov 2025)
  • [FCA CF] Client dealing (27 Apr 2022 to 27 Nov 2025)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.