Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 2 Jan 2024)
    • CF30 Customer (1 Dec 2015 to 2 Jan 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (188)Employed By (1 Dec 2015 to 2 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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