Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
  • Allied Luptons Limited (no longer approved here)

    FRN 218436

    • (2)Employed By (23 Oct 2024 to 27 Nov 2025)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • [FCA CF] Functions requiring qualifications (27 Apr 2022 to 27 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (27 Apr 2022 to 27 Nov 2025)
    • CF30 Customer (27 Apr 2022 to 27 Nov 2025)
    • [FCA CF] Client dealing (27 Apr 2022 to 27 Nov 2025)
  • Scion Financial Ltd (no longer approved here)

    FRN 959428

    • (1)Employed By (27 Apr 2022 to 27 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allied Luptons Limited

  2. controlled function added: (2)Employed By at Allied Luptons Limited