Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Mar 2026)
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- (2)Employed By (23 Oct 2024 to 27 Nov 2025)
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- [FCA CF] Functions requiring qualifications (27 Apr 2022 to 27 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (27 Apr 2022 to 27 Nov 2025)
- CF30 Customer (27 Apr 2022 to 27 Nov 2025)
- [FCA CF] Client dealing (27 Apr 2022 to 27 Nov 2025)
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- (1)Employed By (27 Apr 2022 to 27 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Allied Luptons Limited
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controlled function added: (2)Employed By at Allied Luptons Limited