Felicity Mary Kate Rice

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 3 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 22 Jun 2018)
  • Touchstone Investment Advisers Ltd

    FRN 796109

    • Employed By (since 22 Jun 2018)
    • Employed By (20 Dec 2017 to 22 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (20 Dec 2017 to 22 Mar 2018)
    • CF30 Customer (20 Dec 2017 to 22 Mar 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Dec 2017 to 22 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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