BLACKTOWER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

  Web

  https://www.blacktowerfm.com

• Complaints Contact

  Fetcham Park House

  Lower Road

  Fetcham

  Leatherhead

  Surrey

  KT22 9HD

  UNITED KINGDOM

  Phone

  +4401372844344

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danny William James Baker

  IRN DWB00004

  • CF21 Investment Adviser (3 Nov 2005 to 14 Sep 2006)
• David Alexander Slater Paterson

  IRN DAP00034

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
• David James Lloyd

  IRN DXL00577

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 16 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Sep 2025)
  • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2025)
  • [FCA CF] Client dealing (since 16 Sep 2025)
• David Land

  IRN DXL01399

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 1 Jul 2025)
• David Michael Sinclair

  IRN DMS00086

  • CF30 Customer (22 Nov 2007 to 29 Aug 2008)
• Deborah Jane Evans

  IRN DJE00041

  • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 29 Apr 2025)
  • [FCA CF] Client dealing (21 Mar 2022 to 29 Apr 2025)
• Dexter William Bree

  IRN DWB01077

  • CF30 Customer (14 Apr 2009 to 29 Apr 2009)
• Dion Angove

  IRN DXA00485

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2025)
  • [FCA CF] Client dealing (since 23 Oct 2025)
• Dominic James Murray

  IRN DXM00387

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 1 Jun 2022)
  • CF30 Customer (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
• Dylan Noble-Baker

  IRN DXN00069

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Jun 2024)
  • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
  • CF30 Customer (since 1 Jun 2024)

• PBS Ltd (no longer appointed)

  FRN 715368 · Appointed 28 Aug 2015 · Until 6 Nov 2018

No changes recorded yet.