David Michael Sinclair

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cornerstone Finance Group Ltd
FRN 767202
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Feb 2025)
Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2025)
BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 188611
- CF30 Customer (22 Nov 2007 to 29 Aug 2008)
Trevor William James (no longer approved here)
FRN 215913
- Employed By (1 Dec 2001 to 16 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.