Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • St Barts Finance Limited (no longer approved here)

    FRN 503630

    • (1)Employed By (10 Jan 2024 to 17 Jun 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jul 2023)
    • CF1 Director (AR) (4 Mar 2019 to 8 Jan 2024)
    • CF30 Customer (4 Apr 2016 to 17 Jun 2025)
  • Aria Financial Limited (no longer approved here)

    FRN 834462

    • Employed By (4 Mar 2019 to 17 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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