David Alexander Slater Paterson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (17 Sep 2015 to 7 Mar 2017)
  • PRG Financial Planners Limited (no longer approved here)

    FRN 592781

    • (20)Employed By (17 Sep 2015 to 7 Mar 2017)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (7 Aug 2008 to 26 Feb 2009)
    • CF21 Investment Adviser (18 Apr 2005 to 1 Aug 2005)
    • CF1 Director (AR) (1 Dec 2001 to 31 Aug 2003)
  • Neptune Independent Financial Advisers (no longer approved here)

    FRN 195616

    • (4)Employed By (1 Dec 2001 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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