BlackRock Investment Management (UK) Limited

Date authorised
1 April 2013
Companies House
02020394
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
    Web
    https://www.blackrock.com

  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Andrew Moore

    IRN NAM01048

    • (620)CF30 Customer (5 Feb 2015 to 29 Aug 2017)
  • Nicholas Charles Dalton Hall

    IRN NCH01038

    • (593)CF2 Non Executive Director (12 Feb 2010 to 31 May 2017)
    • (594)CF1 Director (1 Dec 2001 to 29 May 2009)
    • (592)CF10 Compliance Oversight (1 Dec 2001 to 10 Jun 2004)
  • Nicholas Charles Fraser McLeod Clarke

    IRN NCM01022

    • (1019)CF30 Customer (1 Nov 2007 to 23 Feb 2018)
    • (1020)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Nicholas David Little

    IRN NDL01018

    • (1374)[FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
    • (1375)[FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • (1372)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1373)CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)
  • Nicholas David Moakes

    IRN NDM01027

    • (643)CF27 Investment Management (1 Dec 2001 to 26 Jul 2007)
  • Nicholas Gartside

    IRN NJG01065

    • (644)CF27 Investment Management (1 Dec 2001 to 12 Jul 2002)
  • Nicholas Geoffrey Haslam Hutton

    IRN NXH00085

    • (660)[FCA CF] Manager of certification employee (since 27 Apr 2026)
    • (661)[FCA CF] Significant management (since 9 Dec 2019)
    • (1895)[FCA CF] Manager of certification employee (22 Mar 2024 to 12 Sep 2024)
    • (1894)[FCA CF] Material risk taker (29 Jul 2021 to 5 Dec 2022)
  • Nicholas James Charrington

    IRN NJC00010

    • (2523)SMF9 Chair of the Governing Body (9 Dec 2019 to 4 Dec 2025)
    • (2522)SMF13 Chair of the Nominations Committee (9 Dec 2019 to 4 Dec 2025)
    • (2526)CF2 Non Executive Director (5 Aug 2015 to 8 Dec 2019)
    • (2525)CF3 Chief Executive (10 Feb 2011 to 24 Jul 2013)
    • (2524)CF29 Significant management (15 Dec 2009 to 18 Feb 2011)
    • (2527)CF1 Director (17 May 2004 to 6 Mar 2015)
  • Nicholas James Coats

    IRN NJC01140

    • (343)CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
  • Nicholas James Joseph Hay

    IRN NJH01180

    • (955)CF30 Customer (1 Dec 2009 to 10 Sep 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (738)SMF13 Chair of the Nominations Committee

  2. controlled function added: (737)SMF18 Other Overall Responsibility

  3. controlled function added: (736)SMF3 Executive Director

  4. controlled function added: (735)SMF24 Chief Operations

  5. controlled function added: (734)SMF18 Other Overall Responsibility

  6. controlled function added: (733)SMF18 Other Overall Responsibility

  7. controlled function added: (732)SMF24 Chief Operations

  8. controlled function added: (731)SMF18 Other Overall Responsibility

  9. controlled function added: (730)SMF7 Group Entity Senior Manager

  10. controlled function added: (729)SMF11 Chair of the Audit Committee

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