Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 16 Jan 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Jan 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Jan 2019)
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- CF1 Director (27 Apr 2011 to 16 Jan 2019)
- CF30 Customer (7 Dec 2010 to 16 Jan 2019)
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- CF1 Director (27 Apr 2011 to 16 Jan 2019)
- CF30 Customer (7 Dec 2010 to 16 Jan 2019)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2010)
- CF27 Investment Management (6 Aug 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2010)
- CF27 Investment Management (6 Aug 2002 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 12 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.