Nicholas Charles Fraser McLeod Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CCLA Fund Managers Limited
FRN 611707
- Director of firm who is not a certification employee or a SMF manager (since 29 Aug 2023)
- [FCA CF] Material risk taker (since 29 Aug 2023)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Dec 2009 to 5 Jun 2017)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (16 Jan 2009 to 5 Jun 2017)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Nov 2007 to 23 Feb 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.