Nicholas James Coats

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2020)
    • CF30 Customer (9 Nov 2010 to 6 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.