BlackRock Investment Management (UK) Limited

Watch for changes

FRN: 119293
Date authorised: 1 April 2013
Companies House: 02020394
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Throgmorton Avenue

London

EC2N 2DL

UNITED KINGDOM

Phone

+4402077433000

Web

https://www.blackrock.com
Complaints Contact

Blackrock

12 Throgmorton Avenue

London

City Of London

EC2N 2DL

UNITED KINGDOM

Phone

+442077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Life Policy
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to unregulated collective investment scheme box operations and in carrying on such operations to the specified investment types "unit", "option (excluding a commodity option and an option on commodity futures)", "future (excluding a commodity future and a rolling spot forex contract)", and "right to or interest in investments - contractually based investments", (when the latter is associated with these specified investments).
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Krautzberger
IRN MXK01551
- (2574)[FCA CF] Client dealing (29 Jul 2021 to 10 May 2024)
- (2571)SMF18 Other Overall Responsibility (20 Apr 2021 to 2 May 2024)
- (2576)[FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2021)
- (2575)[FCA CF] Material risk taker (9 Dec 2019 to 20 Apr 2021)
- (2577)[FCA CF] Significant management (9 Dec 2019 to 20 Apr 2021)
- (2572)CF30 Customer (1 Nov 2007 to 1 Jul 2011)
- (2573)CF27 Investment Management (6 Oct 2005 to 31 Oct 2007)
Michael Peter Morrissey
IRN MPM01060
- (1517)CF27 Investment Management (1 Dec 2001 to 13 Feb 2002)
- (1518)CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
Michael Regy
IRN MXR01466
- (412)CF27 Investment Management (22 Sep 2003 to 1 Jul 2004)
Michael Richard Dennis
IRN MRD01103
- (2224)CF30 Customer (24 Sep 2012 to 27 May 2013)
Michael Tilleard Housden
IRN MTH01028
- (1507)CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)
Michael Wang
IRN MXW00948
- (474)[FCA CF] Client dealing (since 7 Apr 2025)
Michael William Frederick Wray
IRN MWW01021
- (649)CF30 Customer (1 Nov 2007 to 31 Mar 2014)
- (650)CF27 Investment Management (9 Jun 2005 to 31 Oct 2007)
Michael Zammert
IRN MXZ00021
- (1911)[FCA CF] Material risk taker (9 Dec 2019 to 23 Feb 2021)
Michaela Caroline Jackson
IRN MCC01115
- (2419)CF30 Customer (20 Nov 2012 to 1 Sep 2013)
Michaela Inge Edith Campbell
IRN MXC00551
- (1085)[FCA CF] Significant management (17 Jun 2021 to 6 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Merrill Lynch Investment Services Limited (no longer appointed)
FRN 145882 · Appointed 20 Apr 1988 · Until 1 Dec 2001

Recent activity

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (738)SMF13 Chair of the Nominations Committee
1 day ago
controlled function added: (737)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (736)SMF3 Executive Director
1 day ago
controlled function added: (735)SMF24 Chief Operations
1 day ago
controlled function added: (734)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (733)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (732)SMF24 Chief Operations
1 day ago
controlled function added: (731)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (730)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (729)SMF11 Chair of the Audit Committee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.