Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allianz Global Investors UK Limited
FRN 959195
- SMF3 Executive Director (since 1 Jul 2025)
- SMF18 Other Overall Responsibility (1 Jul 2025 to 1 Jul 2025)
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- [FCA CF] Client dealing (29 Jul 2021 to 10 May 2024)
- SMF18 Other Overall Responsibility (20 Apr 2021 to 2 May 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2021)
- CF30 Customer (1 Nov 2007 to 1 Jul 2011)
- CF27 Investment Management (6 Oct 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (29 Jul 2021 to 10 May 2024)
- SMF18 Other Overall Responsibility (20 Apr 2021 to 2 May 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2021)
- CF30 Customer (3 Mar 2009 to 1 Jul 2011)
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- SMF18 Other Overall Responsibility (20 Apr 2021 to 2 May 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 20 Apr 2021)
- [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2021)
- CF30 Customer (14 Feb 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 May 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2024)
- CF30 Customer (7 Apr 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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