Date authorised
1 April 2013
Companies House
SC160821
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dundas House
    20 Brandon Street
    Edinburgh
    Midlothian
    EH3 5PP
    UNITED KINGDOM
    Phone
    +4401314727200
  • Complaints Contact

    Blackrock
    12 Throgmorton Avenue
    London
    City Of London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephanie Lucy Austen

    IRN SLA01063

    • (548)[FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2020)
    • (547)CF30 Customer (9 Mar 2018 to 8 Dec 2019)
  • Stephanie Yardley

    IRN SXY01099

    • (624)[FCA CF] Manager of certification employee (28 Apr 2021 to 3 Nov 2022)
    • (623)[FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
    • (622)CF30 Customer (1 Dec 2009 to 26 May 2015)
  • Stephen Andrew Fisher

    IRN SXF00385

    • (975)[FCA CF] Significant management (14 Feb 2023 to 20 Sep 2023)
  • Stephen Beattie Hull

    IRN SBH01040

    • (481)CF30 Customer (12 Mar 2009 to 17 Jul 2012)
  • Stephen Brian John Osborn

    IRN SBO01012

    • (124)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1534)CF30 Customer (30 May 2014 to 8 Dec 2019)
  • Stephen Daniel Corr

    IRN SDC01061

    • (611)CF30 Customer (1 Nov 2007 to 12 Nov 2010)
    • (612)CF27 Investment Management (9 Jan 2003 to 31 Oct 2007)
  • Stephen Harold Cohen

    IRN SHC01025

    • (1896)SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
    • (1895)SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
    • (1897)CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
  • Stephen James Hobbis

    IRN SJH01207

    • (1618)CF30 Customer (23 Jan 2013 to 31 Jan 2019)
  • Stephen James Jury

    IRN SJJ01040

    • (1766)CF30 Customer (15 Nov 2008 to 21 Oct 2013)
  • Stephen James Walker

    IRN SJW01185

    • (397)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (396)[FCA CF] Client dealing (since 9 Dec 2019)
    • (747)CF30 Customer (1 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (683)[FCA CF] Client dealing

  2. controlled function added: (682)[FCA CF] Client dealing

  3. controlled function added: (681)[FCA CF] Client dealing

  4. controlled function added: (680)[FCA CF] Client dealing

  5. controlled function added: (679)[FCA CF] Client dealing

  6. controlled function added: (678)[FCA CF] Client dealing

  7. controlled function added: (677)[FCA CF] Client dealing

  8. controlled function added: (676)[FCA CF] Significant management

  9. controlled function added: (675)[FCA CF] Significant management

  10. controlled function added: (674)[FCA CF] Significant management