Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 8 Aug 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (22 Jan 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
- CF30 Customer (22 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (6 Aug 2014 to 12 Dec 2016)
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- CF30 Customer (1 Apr 2014 to 6 Jun 2014)
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- CF30 Customer (1 Dec 2009 to 12 Nov 2010)
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- CF30 Customer (1 Sep 2008 to 12 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 12 Nov 2010)
- CF27 Investment Management (9 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.