Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
    • CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
    • CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
    • CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • SMF3 Executive Director (23 Oct 2020 to 27 Sep 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.