Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
- CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
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- SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
- CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
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- SMF1 Chief Executive (15 Apr 2021 to 23 May 2024)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Apr 2021)
- CF29 Significant management (14 Dec 2017 to 8 Dec 2019)
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- SMF3 Executive Director (23 Oct 2020 to 27 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 27 May 2011)
- CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.