Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2008 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (22 Feb 2012 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF27 Investment Management (1 Dec 2001 to 12 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.