Date authorised
1 April 2013
Companies House
01102517
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    LONDON
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
  • Complaints Contact

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgina Fogo

    IRN GLF01032

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • Gillian Marjorie Clarke

    IRN GMC01073

    • CF10 Compliance Oversight (8 Dec 2009 to 30 Jun 2010)
  • Gillian Richardson

    IRN GXR01149

    • CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2001)
  • Graham David Bamping

    IRN GDB01022

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 19 Dec 2025)
    • CF2 Non Executive Director (10 Mar 2016 to 8 Dec 2019)
    • CF1 Director (4 Mar 2002 to 4 Jan 2016)
  • Guido Matthieu Peter Maria Van Berkel

    IRN GMV01010

    • CF2 Non Executive Director (13 Mar 2012 to 31 Mar 2014)
  • Helga Nia Mepham

    IRN HNM01015

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • CF1 Director (26 Nov 2019 to 8 Dec 2019)
  • Ian Cowan

    IRN IXC00021

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jan 2021)
  • Jae Sung Yoon

    IRN JSY01006

    • CF14 Risk Assessment (18 Nov 2002 to 11 Feb 2003)
  • James Alexander Robertson Raby

    IRN JXR20295

    • SMF5 Head of Internal Audit (7 Jan 2020 to 12 Aug 2020)
  • James Edward Fishwick

    IRN JEF01058

    • SMF4 Chief Risk (9 Dec 2019 to 23 Jun 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (18 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.