Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 23 Dec 2024)
    • [FCA CF] Material risk taker (since 17 Apr 2023)
    • [FCA CF] Manager of certification employee (since 17 Apr 2023)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
    • CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 17 Apr 2020)
    • [FCA CF] Material risk taker (since 17 Apr 2020)
    • SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 12 Nov 2024)
    • CF1 Director (4 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 17 Apr 2020)
    • [FCA CF] Manager of certification employee (since 17 Apr 2020)
    • SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
    • CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • BlackRock Fund Managers Limited (no longer approved here)

    FRN 119292

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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