Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Janus Henderson Investors UK Limited
FRN 121857
- SMF3 Executive Director (since 23 Dec 2024)
- [FCA CF] Material risk taker (since 17 Apr 2023)
- [FCA CF] Manager of certification employee (since 17 Apr 2023)
- SMF4 Chief Risk (since 9 Dec 2019)
- SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
- CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
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Janus Henderson Fund Management UK Limited
FRN 121859
- [FCA CF] Manager of certification employee (since 17 Apr 2020)
- [FCA CF] Material risk taker (since 17 Apr 2020)
- SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
- SMF3 Executive Director (9 Dec 2019 to 12 Nov 2024)
- CF1 Director (4 Feb 2019 to 8 Dec 2019)
- CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 17 Apr 2020)
- [FCA CF] Manager of certification employee (since 17 Apr 2020)
- SMF16 Compliance Oversight (1 Sep 2020 to 25 Sep 2020)
- CF28 Systems and controls (5 Dec 2018 to 8 Dec 2019)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
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- CF10 Compliance Oversight (22 Jul 2013 to 30 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
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