Blackfinch Investments Limited

• Principal Place of Business

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

  Web

  https://www.blackfinch.com

• Complaints Contact

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• James Brookner

  IRN JXB00820

  • [FCA CF] Significant management (2 Aug 2021 to 28 Jul 2022)
• James Patrick McGregor Ramsay

  IRN JPR01143

  • [FCA CF] Material risk taker (10 May 2021 to 8 Oct 2021)
• Jason Azevedo

  IRN JXA00332

  • [FCA CF] Material risk taker (25 Oct 2021 to 4 Aug 2023)
• Jason David Lloyd

  IRN JDL01087

  • CF11 Money Laundering Reporting (29 Jul 2014 to 27 Feb 2015)
  • CF30 Customer (10 Jun 2013 to 27 Feb 2015)
• Jason Williams

  IRN JXW00314

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
• Jennifer Tonner

  IRN JXT00416

  • [FCA CF] Material risk taker (6 Dec 2021 to 4 Aug 2023)
• Jeremy Price

  IRN JXP01627

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Mar 2023)
• John Gibson Heller

  IRN JGH00027

  • CF11 Money Laundering Reporting (25 May 2007 to 2 Jan 2008)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 May 2003)
  • CF1 Director (1 Dec 2001 to 4 Jan 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 May 2003)
• John James Castle

  IRN JJC00006

  • [FCA CF] Material risk taker (23 May 2022 to 21 May 2025)
• Jonathan Arthur

  IRN JXA00346

  • [FCA CF] Material risk taker (since 8 Feb 2024)

• Blackfinch Asset Management Limited

  FRN 918841 · Appointed 1 Jan 2020

No changes recorded yet.