Blackadders Wealth Management LLP

Date authorised
25 August 2016
Companies House
SO305466
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10
    Euclid Crescent
    Dundee
    Angus
    DD1 1AG
    UNITED KINGDOM
    Phone
    +4401382342223
    Web
    https://www.blackadderswm.co.uk

  • Complaints Contact

    10
    Euclid Crescent
    Dundee
    Angus
    DD1 1AG
    UNITED KINGDOM
    Phone
    +4401382342223

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Rights to or interests in investments (Contractually Based Investments), Government and public security, Rights to or interests in investments (Security), Personal pension scheme, Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Commercial, Retail (Non-Investment Insurance), Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Commercial, Eligible Counterparty, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Professional, Commercial, Retail (Non-Investment Insurance), Structured Deposits, Non-investment insurance contracts, Life Policy, Personal pension scheme, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Structured Deposits, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Certificates representing certain security, Warrant, Government and public security, Debenture, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANGELA MARY MCMAHON

    IRN AMM01367

    • (3)CF30 Customer (12 Oct 2016 to 30 Nov 2016)
  • Allan Douglas-Munn

    IRN AXD00679

    • (20)[FCA CF] Client dealing (24 Jan 2024 to 30 Sep 2024)
    • (21)[FCA CF] Functions requiring qualifications (19 Jun 2023 to 30 Sep 2024)
  • Charles Fraser Scott Williamson

    IRN CFW01013

    • (31)SMF27 Partner (9 Dec 2019 to 20 Apr 2020)
    • (32)CF4 Partner (25 Aug 2016 to 8 Dec 2019)
  • David Keith Thomson

    IRN DKT01004

    • (34)SMF16 Compliance Oversight (15 May 2023 to 26 Jun 2024)
    • (33)Responsible for Insurance Distribution (15 May 2023 to 30 Oct 2024)
    • (39)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
    • (38)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2021)
    • (37)[FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • (36)CF29 Significant management (25 Aug 2016 to 8 Dec 2019)
    • (35)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
  • Douglas Sneddon

    IRN DXS01790

    • (40)SMF27 Partner (9 Dec 2019 to 20 Apr 2020)
    • (41)CF11 Money Laundering Reporting (25 Aug 2016 to 1 Nov 2019)
    • (42)CF4 Partner (25 Aug 2016 to 8 Dec 2019)
  • Duncan Fernie

    IRN DXF12449

    • (16)[FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2023)
    • (17)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2023)
    • (15)CF30 Customer (12 Mar 2019 to 8 Dec 2019)
  • Duncan Robert Arthur

    IRN DRA01078

    • (25)Responsible for Insurance Distribution (14 Nov 2022 to 27 Mar 2023)
    • (26)SMF16 Compliance Oversight (14 Nov 2022 to 27 Mar 2023)
    • (30)[FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Mar 2023)
    • (29)[FCA CF] Manager of certification employee (1 Apr 2020 to 30 Mar 2023)
    • (28)[FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2023)
    • (27)CF30 Customer (16 Nov 2017 to 8 Dec 2019)
  • Gerald James Callander

    IRN GJC00017

    • (2)CF30 Customer (25 Aug 2016 to 8 Dec 2019)
  • Helen Ruth Craft

    IRN HRC01015

    • (1)CF30 Customer (25 Aug 2016 to 9 Feb 2018)
  • Jamie Neil Daniels

    IRN JND01015

    • (24)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (20)14. Managing investments
    • (22)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (21)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (23)4. Giving personal recommendations on retail investment products which are not broker funds
    • (26)[FCA CF] Manager of certification employee (since 1 Apr 2020)
    • (25)[FCA CF] Client dealing (since 9 Dec 2019)
    • (27)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (19)CF30 Customer (19 Jan 2018 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function removed: 14. Managing investments

  2. controlled function removed: [FCA CF] Client dealing

  3. controlled function removed: 14. Managing investments

  4. controlled function removed: 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds