David Keith Thomson

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackadders Wealth Management LLP (no longer approved here)

    FRN 738512

    • (34)SMF16 Compliance Oversight (15 May 2023 to 26 Jun 2024)
    • (33)Responsible for Insurance Distribution (15 May 2023 to 30 Oct 2024)
    • (38)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2021)
    • (39)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
    • (37)[FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • (36)CF29 Significant management (25 Aug 2016 to 8 Dec 2019)
    • (35)CF30 Customer (25 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (33)Responsible for Insurance Distribution at Blackadders Wealth Management LLP

  2. controlled function added: (34)SMF16 Compliance Oversight at Blackadders Wealth Management LLP

  3. controlled function added: (35)CF30 Customer at Blackadders Wealth Management LLP

  4. controlled function added: (36)CF29 Significant management at Blackadders Wealth Management LLP

  5. controlled function added: (37)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  6. controlled function added: (38)[FCA CF] Manager of certification employee at Blackadders Wealth Management LLP

  7. controlled function added: (39)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP