Jamie Neil Daniels

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackadders Wealth Management LLP

    FRN 738512

    • (22)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (24)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (23)4. Giving personal recommendations on retail investment products which are not broker funds
    • (20)14. Managing investments
    • (21)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (26)[FCA CF] Manager of certification employee (since 1 Apr 2020)
    • (27)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (25)[FCA CF] Client dealing (since 9 Dec 2019)
    • (19)CF30 Customer (19 Jan 2018 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 3 Feb 2009)
    • CF27 Investment Management (31 Jan 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 14. Managing investments at Blackadders Wealth Management LLP

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Blackadders Wealth Management LLP

  3. controlled function removed: 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP

  4. controlled function removed: [FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP

  5. controlled function removed: [FCA CF] Client dealing at Blackadders Wealth Management LLP

  6. controlled function removed: 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds at Blackadders Wealth Management LLP

  7. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Blackadders Wealth Management LLP

  8. controlled function removed: [FCA CF] Manager of certification employee at Blackadders Wealth Management LLP

  9. controlled function added: (19)CF30 Customer at Blackadders Wealth Management LLP

  10. controlled function added: (20)14. Managing investments at Blackadders Wealth Management LLP

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